NYSE · Consumer Cyclical · Holders
Alibaba Group (BABA) Institutional Ownership & Insider Trading History
Top BABA institutional shareholders, filing changes, and Form 4 insider activity with filters for buys, sales, option exercises, gifts, and tax withholding.
- Last confirmed price
- $110.80+4.68%
- Oct 5, 2026, 4:03 PM EDT · Prices may be delayed
Data dates
Prices as of Oct 5, 4:03 PM EDT · Fundamentals checked Oct 6, 3:17 AM EDT · Statement period ended Mar 31, 2026
Ownership read
BABA insider transaction activity: Mixed, buy-heavy.
Primecap Management Company is the largest institutional holder. 8 sales and 3 purchases appear in the recent Form 4 filings. Use the filters below to separate open-market activity from option exercises, gifts, awards, and tax withholding.
Insider flow
BABA
Directional bars ignore awards, gifts, conversions, and tax withholding rows.
Top holder
18.61M
Primecap Management Company
Insider transaction activity
Mixed, buy-heavy
$71.42M sold / $25.69M bought
Latest filing
Sep 29, 2026
Most recent holder or insider filing date
Observations shown
122
10 holder / 112 insider
- Holder rows
- 10
- Yahoo Finance · Filing dates shown per row
- Latest filing
- Sep 29, 2026
- Most recent holder or insider filing date
- Increased / initiated
- 5
- 5 decreased · provider-reported changes
- Insider rows
- 112
- Finnhub · Filing dates shown per row
Percent outstanding uses the quote share count, market cap divided by the share price (1.86B shares). The holder feed's percentages used a different share count, so they are not the figures on this page.
Ownership concentration and transaction activity
- Top 10 reported holders
- 4.51% outstanding
- Changes with share-count history
- Prior-position data unavailable
- New / exited positions
- 0 / 0 explicitly reported
- Largest increase with share-count history
- Prior share counts unavailable
These changes cover the holders shown. A holder missing from this list may still own shares. Compare positions from the same reporting quarters.
Net shares sold: -862,531
Sale-code S shares minus purchase-code P shares in this sample. Includes disclosed plans and unknown plan status; excludes grants, gifts, exercises and withholding. This is activity, not sentiment.
- Exercise: 88
- Purchase / sale; plan unknown: 11
- Grant: 13
Top 10 institutional holders
Alibaba Group (BABA) institutional ownership
Ranked by reported share count, with position changes and separate position and filing dates where ownership data supplies them.
| # | Institution | % held | Shares | Change % | Position / filing date |
|---|---|---|---|---|---|
| 1 | Primecap Management Company | 1.00% | 18.61M | -0.59% | Position as of Jun 30, 2026Filing date unknown |
| 2 | 0.57% | 10.57M | -0.53% | Position as of Jun 30, 2026Filing date unknown | |
| 3 | Dodge & Cox Inc. | 0.54% | 9.96M | +0.41% | Position as of Jun 30, 2026Filing date unknown |
| 4 | HSBC Holdings PLC | 0.52% | 9.63M | +5.35% | Position as of Jun 30, 2026Filing date unknown |
| 5 | 0.40% | 7.42M | +20.75% | Position as of Jun 30, 2026Filing date unknown | |
| 6 | 0.37% | 6.86M | +20.16% | Position as of Jun 30, 2026Filing date unknown | |
| 7 | 0.33% | 6.07M | +9.65% | Position as of Jun 30, 2026Filing date unknown | |
| 8 | Fisher Asset Management, LLC | 0.27% | 5.10M | -0.50% | Position as of Jun 30, 2026Filing date unknown |
| 9 | 0.26% | 4.82M | -7.72% | Position as of Jun 30, 2026Filing date unknown | |
| 10 | Barclays Plc | 0.25% | 4.68M | -1.36% | Position as of Jun 30, 2026Filing date unknown |
Recent insider transactions
Alibaba Group (BABA) Form 4 filings
Action codes are translated so open-market buys and sales are separate from awards, gifts, conversions, and tax withholding.
| # | Insider | % company | Action | Shares | Transaction date |
|---|---|---|---|---|---|
| 1 | Jiang Fan (FJ) | 0.03% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 640.00K | Sep 25, 2026 |
| 2 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 15.50K | Sep 25, 2026 |
| 3 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 7.33K | Sep 25, 2026 |
| 4 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 7.33K | Sep 25, 2026 |
| 5 | Jiang Fan (FJ) | 0.03% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 640.00K | Sep 25, 2026 |
| 6 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 15.50K | Sep 25, 2026 |
| 7 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 7.33K | Sep 25, 2026 |
| 8 | Jiang Fan (FJ) | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 7.33K | Sep 25, 2026 |
| 9 | Yu Siying | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 7.50K | Sep 25, 2026 |
| 10 | Yu Siying | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 2.67K | Sep 25, 2026 |
| 11 | Yu Siying | <0.01% | Option exerciseDerivative exercise or conversion before any separate sale row.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 3.33K | Sep 25, 2026 |
| 12 | Yu Siying | <0.01% | SaleOpen-market or direct sale reported on Form 4.Transaction context
Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership. | 6.76K | Sep 25, 2026 |
Frequently asked
Questions about this quote
Who are the largest BABA shareholders?
Primecap Management Company is the largest reported institutional holder of BABA, with 18.61 million shares, or about 1.00% of shares outstanding.
What does the institutional filing activity show for BABA?
Alibaba Group has 10 institutional rows on file: 5 increased or initiated positions and 5 reduced them.
What insider transactions are available for BABA?
TECHi shows 112 dated BABA insider transactions through Sep 25, 2026, with transaction types kept separate so administrative actions are not presented as open-market trades.
Are BABA insiders buying or selling?
The displayed BABA activity reads Mixed, buy-heavy: 8 sales and 3 purchases. Other transaction types remain separate.
Who is the most active reported BABA insider?
EVANS J. MICHAEL has the largest absolute share movement in the displayed BABA filing rows, totaling 2.22 million shares. The action labels provide the transaction context.
All data sources
Search the dated figures used for this view. Each entry identifies its units, reporting period and calculation status.
What this page answers
Check who owns the float and whether insiders are active.
Explore Institutional concentration, insider transaction pattern, and float context.
Keep in mind Filings are delayed or transactions are administrative rather than economic.
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